Temperature significantly changes COVID-19 transmission in (sub)tropical cities of Brazil
The coronavirus disease 2019 (COVID-19) outbreak has become a severe public health issue. The novelty of the virus prompts a search for understanding of how ecological factors affect the transmission and survival of the virus. Several studies have robustly identified a relationship between temperature and the number of cases. However, there is no specific study for a tropical climate such as Brazil. This work aims to determine the relationship of temperature to COVID-19 infection for the state capital cities of Brazil.
Cumulative data with the daily number of confirmed cases was collected from February 27 to April 1, 2020, for all 27 state capital cities of Brazil affected by COVID-19. A generalized additive model (GAM) was applied to explore the linear and nonlinear relationship between annual average temperature compensation and confirmed cases. Also, a polynomial linear regression model was proposed to represent the behavior of the growth curve of COVID-19 in the capital cities of Brazil.
The GAM dose-response curve suggested a negative linear relationship between temperatures and daily cumulative confirmed cases of COVID-19 in the range from 16.8 °C to 27.4 °C. Each 1 °C rise of temperature was associated with a −4.8951% (t = −2.29, p = 0.0226) decrease in the number of daily cumulative confirmed cases of COVID-19. A sensitivity analysis assessed the robustness of the results of the model. The predicted R-squared of the polynomial linear regression model was 0.81053.
In this study, which features the tropical temperatures of Brazil, the variation in annual average temperatures ranged from 16.8 °C to 27.4 °C. Results indicated that temperatures had a negative linear relationship with the number of confirmed cases. The curve flattened at a threshold of 25.8 °C. There is no evidence supporting that the curve declined for temperatures above 25.8 °C. The study had the goal of supporting governance for healthcare policymakers.
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Tropical temperatureCOVID-19BrazilGeneralized additive modelTransmission
COVID 19 is a respiratory epidemic caused by the coronavirus family (2019-nCoV). The disease may cause the rapid death of those affected, depending on their general health conditions and socio-demographic profile. A relevant question about the spread of 2019-nCoV is whether climatic or demographic characteristics enable a more significant expansion of the virus. Bukhari and Jameel (2020) reported that 2019-nCoV spread rapidly to many countries, and a world pandemic crisis was subsequently declared by the World Health Organization (WHO). The authors observed that a similar variant of 2019-nCoV, the influenza virus, has been affected by climate.
Comparable to COVID-19, the SARS-associated coronavirus (SARS-CoV) may cause severe acute respiratory syndrome (SARS) (Xu et al., 2020). It has also been suggested that SARS-CoV-2 and other closely related coronaviruses, such as influenza and Ebola, had significant relations to environmental factors (Yip et al., 2007; Thai et al., 2015; Ng and Cowling, 2014; Lowen and Steel, 2014; Bi et al., 2007; Barreca and Shimshack, 2012; Moriyama and Ichinohe, 2019; Casanova et al., 2010). Some studies (Chan et al., 2011; Van Doremalen et al., 2013; Hastie and Tibshirani, 1990) have claimed that the survival time of coronaviruses on surfaces depends on temperature increases or decreases; therefore, temperature could affect the virus transmission risk. Thus far, it is reasonable to hypothesize that differences in annual average temperatures could significantly influence the transmission of the virus.
The prevalence of studies on the relationship between virus transmission and temperature have been conducted for non-tropical countries (30° N and above) in temperatures ranging from −20 °C to a maximum of 20 °C. Brazil is an expansive, tropical country with most of its territory located between the Tropic of Cancer in the north (about 23° 26′ N) to the Tropic of Capricorn in the south (about 23° 26′ S). Brazil's geographic range makes it possible to compare specific sub-regions called hot and torrid with temperate climate zones to examine the spread of 2019-nCoV in different climates and territories.
This study aims to investigate the role of Brazilian tropical weather in the transmission of coronavirus by exploring the relationship between annual average temperatures and confirmed COVID-19 cases for the state capital cities.
2. Materials and methods
2.1. Study area
The study included 27 cities, all state capitals of Brazil, covering longitudes from 34° 51′ 40″ W to 67° 48′ 27″ W and latitude from 8° 45′ 43″ N to 30° 1′ 40″ S. Fig. 1 (adapted from Alvares et al., 2014) shows the Koppen climate types of Brazil (adapted by the authors). In Brazil, 93% of the landmass is in the Southern Hemisphere, and the remainder (7%) is in the Northern Hemisphere. This means that the territory is in the tropical zone of the planet, except for the southern region, below the Tropic of Capricorn, corresponding to 6.76% of the Brazilian territory.
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Fig. 1. Map of Brazil country, with tropical and subtropical climates.
2.2. Data collection
The study population is the daily number of cumulative confirmed cases of COVID-19 in the 27 state capital cities, as officially reported by the Ministry of Health of Brazil from February 27 to April 1, 2020. This work focused on the capital cities because of the land cover of Brazilian territory and the few cases to date in the interior of the Brazilian states. Meteorological data were collected from the National Institute of Meteorology authority in Brazil. Meteorological data were limited and did not include all cities in Brazil. Demographic density and estimated population were collected from the Brazilian Institute of Geography and Statistics (IBGE), the official provider of geographic and statistical information of Brazil.
2.3. Statistical analysis
A descriptive analysis was performed, with numerical variables described using means, standard deviations, and distributions. A generalized additive model (GAM) was used to calculate the relationships between the temperature data and the number of cumulative total confirmed cases (lgN), respectively, to fit equations and splines. GAM fits generalized additive models (Liu et al., 2020; Wu et al., 2018) for parametric and nonparametric regression and smoothing. GAM can be useful to explore linear and nonlinear weather effects and health outcomes (Zhu and Xie, 2020). The model defined is semiparametric and additive, as follows:
The model attempts to represent the polynomial behavior of the growth curve of the cumulative confirmed cases of the state capital cities of Brazil. The log-transformed daily cumulative COVID-19 counts in capital city i on day t. β0 is the intercept, s(∙) denotes a spline function with a maximum of two degrees of freedom to avoid overfitting (Liu et al., 2020; Wang et al., 2018), β is the parameter of x, and x is the linear variable countdays in capital city i on day t. The variable countdays is the counting days since the first outbreak in city i. The annual average of temperatures compensation s(mti), the demographic density s(ddi), and the estimated population s(epi) were controlled for confounding effects.
Two tests for measuring the robustness of the sensitivity of the model were applied. First, the São Paulo capital city was removed from the data for two reasons: (1) it is by far the largest state capital city of Brazil, with almost the double the population of the second-most populated state capital, and (2) the total confirmed COVID-19 cases for São Paulo is more than three times the quantity of cases than the second-highest city. In the sensitivity analysis, the second test considered the logN of confirmed cases of COVID-19 per habitant for two reasons. First, the test accounted for the proportion of the population in the confirmed cases, and second, because a significantly negative correlation between temperature and population was found. A hypothesis, therefore, arises whether the significantly negative correlation between the COVID-19 confirmed cases and temperature is due to the greater size of the population in the cities with low temperatures.
The GAM model was built in SAS, with two-sided tests, and p < 0.05 was considered statistically significant.
3.1. Descriptive analysis
Table 1 summarizes the descriptive statistics for the daily cumulative confirmed cases of COVID-19, meteorological, and demographic variables. This study included 586 cases during the observation period (February 27 to April 1, 2020), and the average daily number was 94.04. The mean value of the annual average of temperature compensation, 2019 demographic density, 2019 estimated population, and the counting days since the first outbreak in each city (in habitants (hab) per square kilometer), were 23.82 °C, 2804.47 hab/km2, 2,224,190.33 hab, 11.86 days, respectively.
Table 1. Descriptive statistics for the daily cumulative confirmed cases of COVID-19 since the first outbreak in each city.
Variable N Mean Std dev Minimum Maximum
Est_population (hab) 586 2,224,190.33 2,866,579.43 299,127.00 12,252,023.00
Countdays (N) 586 11.8634812 7.1400015 1.0000000 34.0000000
Demdensity (Km2/Hab) 586 2804.47 2597.34 12.0000000 7786.00
Ccasesdays (N) 586 94.0409556 292.2163378 1.0000000 3202.00
Temperature (°C) 586 23.8215017 2.8534966 16.8000000 27.4000000
Table 2 shows the Spearman's and Pearson correlation coefficients among the total confirmed cases of COVID-19 by city. Total cases had significantly negative Spearman's and Pearson correlations with temperature (rs = −0.40037, p = 0.0385; r = −0.38318, p = 0.0485), and positive correlation with demographic density (rs = 0.59010, p = 0.0012; r = 0.50991, p = 0.0066), estimated population (rs = 0.80086, p < 0.0001; r = 0.96234, p < 0.0001), and the count days since the first outbreak in each city (x) (rs = 0.63382, p = 0.0004; r = 0.63689, p = 0.0004).
Table 2. Spearman's/Pearson correlation coefficients between the total confirmed cases of COVID-19 and temperature, demographic density, and estimated population across all cities and days.
Variable Tcasdays Temper Demden Est_pop Cdays
Total casesdays (N) 1.000 L/NP L/NP L/NP L/NP
Temperature (°C) −0.40037⁎ 1.000 / L/ L/NP
Demdensity (km2/hab) 0.59010⁎ −0.26084 1.000 L/NP L/NP
Est_population (hab) 0.96234⁎ −0.41044⁎ 0.62088⁎ 1.000 L/NP
Countdays (N) 0.63689⁎ −0.66330⁎ 0.54290⁎ 0.69846⁎ 1.000
L – significant linear correlation. NP – Significant Non-Parametric Correlation.
PS.: Pearson correlation appears only if there is no Spearman's correlation.
p < 0.05.
3.2. Dose-response relationship and sensitivity analysis
The dose-response relationship in Fig. 2 is the combination of linear and nonparametric trends of GAM, suggesting a significantly negative relationship between temperature and COVID-19 confirmed cases, even accounting for the population per habitant and excluding São Paulo city from the data. Specifically, the relationship was linear in the range from 16.8 °C to 25.8 °C and then became flat above 25.8 °C, indicating a single threshold of the temperature effect on COVID-19 at 25.8 °C.
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Fig. 2. Dose-response relationship for the effects of temperature on COVID-19 confirmed cases. The x axis is the annual average of temperature compensation. The y axis indicates the contribution of the smoother to the fitted values.
Although the decline of the curve stopped at 25.8 °C, Table 3 shows that for each 1 °C rise in temperature, there is a decrease in the cumulative daily number of COVID-19 confirmed cases. The percentage of this decrease depends on factoring in the population per habitant and removing the São Paulo city data.
Table 3. The effects of a 1 °C increase in temperature on COVID-19 confirmed cases.
Annual average temperature compensation from 16.8 °C to 27 °C
Percentage change (%) t-value p
LcCasesDays −5.1781 −4.890 <0.0001
LcCasesDayPhab −3.9373 −3.44 0.0006
LcCasesDayPhab−SP −5.0224 −4.54 <0.0001
LcCasesDays – Log of daily cumulative confirmed cases of COVID-19.
LcCasesDaysPhab – Log of daily cumulative confirmed cases of COVID-19 per habitant.
LcCasesDayPhab-SP - Log of daily cumulative confirmed cases of COVID-19 per habitant removing the state capital city of São Paulo.
The dose-response relationship was robust to the findings of the sensitivity analysis.
3.3. Further detailing the threshold
A piecewise combination was conducted of linear and nonparametric trends of GAM to quantify the effect below and above the threshold. Below the threshold of 25.8 °C, the cumulative confirmed cases decreased by −5.9035 (t = −4.22, p ≤ 0.0001) for every 1 °C rise in temperature. Because of the small quantity of cumulative confirmed cases for temperatures above the threshold, it was not possible to measure piecewise results above 25.8 °C.
3.4. The linear model results for temperature
Although the combination of linear and nonparametric trends of GAM prone to optimize the linear model, results revealed that all the variables of the model also had linear statistical significance. Linear(temperature), estimate −0.05761, t-value −5.62, and p < 0.0001. Linear(density), estimate 0.00009524, t-value 7.67, and p < 0.0001. Linear(estimated_population_2019), estimate 7.752899E-8, t-value 6.06, p < 0.0001.
Thus, the linear model can be defined as follow:
The parameters are shown in Table 4. The model is an attempt to represent the behavior of the growth curve of COVID-19 for the state capital cities of Brazil. Fig. 3 shows the growth curve of COVID-19 confirmed cases and predicted values. The individual R-squared of the factors was also calculated. The adjusted R-squared of the model was 0.81357, R-squared 0.81580, and the predicted R-squared 0.81053. The R-squared of countdays was 0.69311, the adjusted R-squared 0.69152, and the predicted R-squared 0.68924. The R-squared of temperature was 0.095873, the adjusted R-squared 0.094325, and the predicted R-squared was 0.089251. The R-squared of demographic density was 0.17693, the adjusted R-squared 0.17410, and the predicted R-squared was 0.16797. The R-squared of the estimated population was 0.20670, the adjusted R-squared was 0.20534, and the predicted R-squared was 0.19865. Table 5 summarizes the R-squared results. Findings suggest that these factors have a reasonable contribution to explaining the behavior of the COVID-19, at least for this linear model.
Table 4. Parameters estimate for the linear model.
Parameter Estimate Standard error t value Pr > |t|
Intercept −4.665687045 0.77662685 −6.01 <0.0001
Temperature −0.041826813 0.01175691 −3.56 0.0004
Countdays3 0.000153927 0.00005799 2.65 0.0082
Countdays2 −0.010828250 0.00260745 −4.15 <0.0001
Countdays 0.371498022 0.03353192 11.08 <0.0001
Density2 0.000000056 0.00000001 10.13 <0.0001
Density −0.000310867 0.00004091 −7.60 <0.0001
Estimated_population 0.000000055 0.00000002 3.40 0.0007
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Fig. 3. The growth curve of the 27 state capital cities of Brazil was generated by the polynomial linear regression model of this study. The x axis is the collected date of COVID-19 confirmed cases. The y axis indicates the COVID-19 actual and predicted cases.
Table 5. R-squared results for the polynomial linear regression model.
R-squared Adjusted R-squared Predicted R-squared
Model 0.81580 0.81357 0.81053
Countdays 0.69311 0.69152 0.68924
Temperature 0.095873 0.094325 0.089251
Demdensity 0.17693 0.17410 0.16797
Estpopulation 0.20670 0.20534 0.19865
The strong motivation for this work was the lack of a study of COVID-19 in tropical climate countries, to the authors' knowledge. To achieve this purpose, we explored linear and nonlinear relationships between the annual average of temperatures compensation and COVID-19 confirmed cases by using a generalized additive model. Also, a generalized linear model was built to better understand the behavior of the growth curve of COVID-19 and the role of each factor to explain trends.
The linear model predicted R-square was a reasonable 0.81053, indicating that the model explains approximately 81% of COVID-19 confirmed cases. The sum of the individually predicted R-squared of the component variables of the model was 1.14111, which suggests that the component variables of the model all support the prediction of the model and are not merely the addition of variables that increase the R-squared. The temperature had a better p-value in Spearman's correlation than the Pearson correlation. This result suggests that temperature may be explored in nonlinear models (Wu et al., 2018).
In our data, the first counting days of the outbreak had few cases reported. This may be because the outbreak was just beginning, and there was a natural lack of COVID-19 tests, and also because of health infrastructure deficiencies when the first virus contact occurred. Managing data, such as creating a mean value of the case numbers for the three or four days following the first diagnosed case, appears to be a sound strategy for data analysis, as used in other works (Wang et al., 2020). The counting days also could help to abstract data, allowing for a timeless analysis by placing all data in the same time of the counting days.
Previous studies (Bukhari and Jameel, 2020) have shown significant relationships between cooler and warmer-humid regions. Thus, warmer-humidity is another interesting factor to investigate in tropical climate zones.
Many studies (Zhu and Xie, 2020; Wang et al., 2020; Yongjiana et al., 2020; Núñez-Delgado, 2020; Liu et al., 2020; Yip et al., 2007; Thai et al., 2015; Ng and Cowling, 2014; Chu et al., 1982; Lowen and Steel, 2014; Bi et al., 2007; Barreca and Shimshack, 2012; Moriyama and Ichinohe, 2019; Casanova et al., 2010; Wang et al., 2018; Xu et al., 2020) observed temperature conditions beneficial to the coronavirus. Research also revealed that an elevated temperature was harmful to the virus (Bi et al., 2007; Casanova et al., 2010; Chan et al., 2011; Van Doremalen et al., 2013). However, in this study, we could not evince a negative effect on COVID-19 infection for higher temperatures above 25 °C. A likely reason may be the lack of quantitative data to explore, or perhaps that COVID-19 could, in fact, fit these higher temperatures. Further studies need to be conducted to discover new findings and determinants.
To our knowledge, these study findings show that COVID-19 may not vanish by itself because the weather becomes warmer. We stress that the governance of healthcare public policies cannot wait for higher temperatures to defeat COVID-19. After all, the efficient adoption of social distance policies by the Brazilian governments was an improvement in the prevention and obstruction of the viral infection. Notably, social distancing may have had a direct impact on these research results because of the change in the natural behavior of the virus.
This study intends to contribute to community research with a polynomial linear regression model (cubic) that attempts to represent the behavior of the COVID-19 growth curve. A polynomial linear model fitted well for the state capital cities of Brazil. The results were in agreement with published studies (Zhu and Xie, 2020; Wang et al., 2020; Le et al., 2020; Bukhari and Jameel, 2020; Yongjiana et al., 2020; Núñez-Delgado, 2020; Liu et al., 2020) of COVID-19, that is, at lower temperatures, confirmed cases rise. In this study, for the tropical temperatures of Brazil, the variation in annual average temperature ranges from 16.8 °C to 27.4 °C. Results indicated that temperatures had a negative linear relationship with the number of confirmed cases. The curve became flat with a threshold of 25.8 °C. There is no evidence supporting that the curve declined for temperatures above 25.8 °C. The authors believe that by using this model, it is possible to test new factors and reveal new determinants capable of fitting the trend regression to a maximum of R-squared. The work also has the purpose of supporting governance for healthcare policymakers.